Sheng, Yiran 盛一然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2011-02-01 | 2012-03-16 | Rep | Asset management | 2011-02-01 | 2012-03-16 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2023-01-30 | |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2014-09-10 | 2016-05-01 | Rep | Dealing in securities | 2014-09-10 | 2016-05-01 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2019-01-28 | 2022-09-13 | Rep | Dealing in securities | 2019-01-28 | 2022-09-13 |
| 5 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-08-05 | 2019-01-16 |
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