Lam, Timothy Lok Tin 林樂天
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2011-02-18 | 2013-01-01 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-12-21 | 2009-04-01 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-12-31 | 2009-04-01 |
| 4 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-03 | 2017-03-25 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-12-21 | 2009-04-01 |
| 6 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-05-15 | 2007-11-30 |
| 7 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2006-09-12 | 2007-11-30 |
| 8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-06-02 | 2020-10-05 | Rep | Dealing in futures contracts | 2022-02-11 | 2023-05-12 |
| 9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-06-02 | 2020-10-05 | Rep | Dealing in securities | 2022-02-11 | 2023-05-12 |
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