Poon, Chi Wai (SFC:AGG750) 潘志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Advising on futures contracts | 2004-05-07 | 2021-02-23 | Rep | Dealing in futures contracts | 2004-05-07 | 2021-02-23 | Rep | Leveraged foreign exchange trading | 2010-10-20 | 2015-03-25 | RO | Leveraged foreign exchange trading | 2015-03-25 | 2019-04-30 | RO | Advising on futures contracts | 2021-02-23 | 2021-06-30 | RO | Dealing in futures contracts | 2021-02-23 | 2021-06-30 |
| 2 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-05-02 |
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