Pun, Tsz Sang 潘梓生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2010-10-05 | 2020-02-15 | Rep | Leveraged foreign exchange trading | 2011-08-02 | 2019-04-30 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-07-20 | 2010-09-08 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-07-20 | 2010-09-08 |
| 4 | Saxo Capital Markets HK Limited | Rep | Dealing in futures contracts | 2020-03-04 | 2020-10-23 | Rep | Leveraged foreign exchange trading | 2020-03-04 | 2020-10-23 | Rep | Dealing in securities | 2020-03-04 | 2022-02-28 | RO | Dealing in futures contracts | 2020-10-23 | 2022-02-28 | RO | Leveraged foreign exchange trading | 2020-10-23 | 2022-02-28 |
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