Liu, Gary Huan Chieh 劉煥傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AP Asset Management (HK) Limited | Rep | Asset management | 2009-03-16 | 2011-07-13 | Rep | Dealing in securities | 2009-03-16 | 2011-07-13 | RO | Advising on futures contracts | 2011-07-13 | 2013-12-04 | RO | Advising on securities | 2011-07-13 | 2013-12-04 | RO | Asset management | 2011-07-13 | 2018-03-31 | RO | Dealing in securities | 2011-07-13 | 2018-03-31 | Rep | Dealing in securities | 2019-10-23 | 2020-01-08 | Rep | Asset management | 2019-11-01 | 2020-01-08 | RO | Asset management | 2020-01-08 | 2020-09-01 | RO | Dealing in securities | 2020-01-08 | 2020-09-01 |
| 2 | ApaH Capital Management Limited | RO | Asset management | 2020-12-14 | RO | Advising on securities | 2022-11-04 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-04-06 | Rep | Advising on securities | 2004-04-06 | Rep | Asset management | 2004-04-06 | Rep | Dealing in securities | 2008-02-22 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-04-06 | Rep | Advising on securities | 2004-04-06 | Rep | Asset management | 2004-04-06 | Rep | Dealing in securities | 2004-04-06 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-04-19 | 2008-02-22 |
| 6 | Righteous Capital Limited | Rep | Dealing in securities | 2019-09-06 | 2019-10-09 |
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