Hui, Siu Wing 許小榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2010-12-17 | 2011-06-20 | Rep | Dealing in securities | 2010-12-17 | 2011-06-20 | Rep | Asset management | 2010-12-17 | 2011-06-30 | RO | Advising on securities | 2011-06-20 | 2015-04-30 | RO | Dealing in securities | 2011-06-20 | 2015-04-30 |
| 2 | CHARLES SCHWAB, HONG KONG, LIMITED | RO | Advising on corporate finance | 2004-05-04 | RO | Asset management | 2004-05-04 | RO | Automated trading services | 2004-05-04 | RO | Advising on futures contracts | 2005-10-31 | RO | Advising on securities | 2005-10-31 | RO | Dealing in securities | 2005-10-31 |
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