Lau, Chi Yan (SFC:ARN514) 劉智仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Dealing in securities | 2015-06-01 | |
| 2 | Allianz Global Investors Hong Kong Limited | Rep | Dealing in securities | 2011-03-01 | 2015-05-31 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2008-08-19 | 2010-01-29 | Rep | Asset management | 2008-08-19 | 2010-01-29 |
| 4 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2008-08-19 | 2010-01-29 | Rep | Advising on securities | 2009-04-20 | 2010-01-29 | Rep | Asset management | 2009-04-20 | 2010-01-29 |
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