Yau, On Na 丘安娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on securities | 2012-01-06 | 2015-05-31 | Rep | Dealing in securities | 2012-01-06 | 2015-05-31 |
| 2 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on securities | 2015-06-01 | 2017-07-26 | Rep | Dealing in securities | 2015-06-01 | 2017-07-26 | Rep | Asset management | 2015-09-02 | 2017-07-26 |
| 3 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2008-04-21 | 2012-02-10 | Rep | Dealing in securities | 2008-04-21 | 2012-02-10 |
| 4 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2020-01-14 | Rep | Dealing in securities | 2020-01-14 |
| 5 | Jupiter Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2017-08-01 | 2019-10-08 | Rep | Dealing in securities | 2017-08-01 | 2019-10-08 |
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