Cheung, Caroline Chung Man 張頌敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALTUS CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-04-11 | 2018-04-10 |
| 2 | ALTUS INVESTMENTS LIMITED (HK) | Rep | Dealing in securities | 2011-04-11 | 2018-04-10 |
| 3 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2007-11-29 | 2008-12-15 |
| 4 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-10-05 | 2007-10-19 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2004-10-05 | 2007-10-19 | Rep | Advising on corporate finance | 2004-10-06 | 2007-10-19 |
| 6 | Templewater Hong Kong Limited | Rep | Advising on corporate finance | 2004-08-10 | Rep | Advising on securities | 2004-08-10 | Rep | Asset management | 2004-08-10 | Rep | Dealing in securities | 2004-08-10 |
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