Heron, David (SFC:AAH580)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CARDINALASIA CONSULTING LIMITED | RO | Advising on securities | 2005-05-03 | 2008-02-12 |
| 2 | CARDINALASIA CONSULTING LIMITED | RO | Asset management | 2005-05-03 | 2008-02-12 |
| 3 | INDEPENDENT INVESTMENT PARTNERS LIMITED | RO | Advising on securities | 2008-12-15 | 2009-01-14 |
| 4 | Fortune Origin Securities Limited | RO | Advising on securities | 2009-07-09 | |
| 5 | Fortune Origin Securities Limited | RO | Asset management | 2009-07-09 | |
| 6 | Fortune Origin Securities Limited | RO | Dealing in securities | 2009-07-09 |
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