Boutland, Richard Anthony William
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Fortune Origin Securities Limited | Rep | Advising on securities | 2010-07-02 | 2013-05-28 | Rep | Asset management | 2010-07-02 | 2013-05-28 |
| 2 | HSBC Private Trustee (Hong Kong) Limited | Rep | Advising on securities | 2004-04-01 | Rep | Asset management | 2004-04-01 | Rep | Dealing in securities | 2004-04-01 | RO | Advising on securities | 2004-04-01 | 2004-11-24 | RO | Asset management | 2004-04-01 | 2004-11-24 | RO | Dealing in securities | 2004-04-01 | 2004-11-24 |
| 3 | SOFAER GLOBAL RESEARCH (HK) LIMITED | RO | Advising on securities | 2018-04-11 | 2019-08-15 | RO | Asset management | 2018-04-11 | 2019-08-15 |
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