Hung, Pauline Siu Woon 洪小媛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | Rep | Dealing in securities | 2016-05-12 | 2016-08-31 | RO | Advising on securities | 2016-08-31 | 2016-12-15 | RO | Dealing in securities | 2016-08-31 | 2016-12-15 |
| 2 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2006-06-07 | 2007-07-23 |
| 3 | Fortune Origin Securities Limited | Rep | Advising on securities | 2009-07-30 | 2014-09-05 | Rep | Dealing in securities | 2009-07-30 | 2014-09-05 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-03-30 | 2016-03-31 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-03-30 | 2016-03-31 |
| 6 | Pearl Bridge Securities Limited | RO | Advising on securities | 2019-01-15 | 2019-10-19 | RO | Dealing in securities | 2019-01-15 | 2019-10-19 |
| 7 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2008-07-31 | 2009-04-24 |
| 8 | Success Securities Limited | Rep | Advising on securities | 2008-07-31 | 2009-04-24 | Rep | Dealing in securities | 2008-07-31 | 2009-04-24 |
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