Chow, Richard Wai Tat 周偉達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2003-08-01 | 2011-09-16 | Rep | Advising on futures contracts | 2003-12-16 | 2006-01-03 | Rep | Asset management | 2003-12-16 | 2011-09-16 | Rep | Dealing in securities | 2003-12-16 | 2012-03-30 | RO | Advising on securities | 2011-09-16 | 2012-03-30 | RO | Asset management | 2011-09-16 | 2012-03-30 |
| 2 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2015-06-22 | 2018-09-26 |
| 3 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2015-06-22 | 2018-09-26 | Rep | Advising on securities | 2021-10-12 | 2023-08-29 | Rep | Asset management | 2021-10-12 | 2023-08-29 | Rep | Dealing in securities | 2021-10-12 | 2023-08-29 | RO | Advising on futures contracts | 2023-08-29 | RO | Advising on securities | 2023-08-29 | RO | Asset management | 2023-08-29 | RO | Dealing in securities | 2023-08-29 |
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