Garcia, Cristobal Antonio
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2010-06-17 | 2010-07-12 |
2 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2010-09-21 | 2011-10-24 |
3 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2011-10-24 | 2021-06-30 |
4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2023-05-17 | |
5 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2006-06-09 | 2008-01-24 |
6 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-06-09 | 2008-01-24 |
7 | MF Securities Hong Kong Limited | Rep | Dealing in securities | 2010-06-17 | 2010-07-12 |
8 | AllianceBernstein Hong Kong Limited | Rep | Dealing in securities | 2010-09-21 | 2011-10-24 |
9 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Dealing in securities | 2011-10-24 | 2021-06-30 |
10 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2023-05-17 |
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