Goh, Irene Li Lu 吳麗如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | abrdn Hong Kong Limited | Rep | Advising on securities | 2016-05-04 | 2017-06-27 | Rep | Asset management | 2016-05-04 | 2017-06-27 | Rep | Dealing in securities | 2016-05-04 | 2017-06-27 | RO | Advising on securities | 2017-06-27 | RO | Asset management | 2017-06-27 | RO | Dealing in securities | 2017-06-27 |
| 2 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2011-04-27 | 2012-11-20 | Rep | Dealing in securities | 2011-11-01 | 2012-11-20 | RO | Advising on securities | 2012-11-20 | 2016-03-07 | RO | Dealing in securities | 2012-11-20 | 2016-03-07 | Rep | Asset management | 2013-08-01 | 2016-03-07 | Rep | Advising on futures contracts | 2015-11-27 | 2016-03-07 | Rep | Dealing in futures contracts | 2015-11-27 | 2016-03-07 |
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