Lau, Johnny Ka Ki 劉家棋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2011-08-29 | 2011-10-24 | Rep | Dealing in securities | 2011-08-29 | 2011-10-24 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2023-01-30 | 2023-02-25 | Rep | Dealing in securities | 2024-03-15 | 2024-03-22 |
| 3 | Knight Capital Asia Limited | Rep | Dealing in securities | 2009-03-19 | 2011-08-04 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2007-03-19 | 2009-02-23 |
| 5 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2011-10-24 | 2021-08-27 | Rep | Dealing in securities | 2011-10-24 | 2021-08-27 |
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