Lin, John Jen-ho
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2008-12-12 | 2022-08-12 | Rep | Asset management | 2013-04-15 | 2022-08-12 | Rep | Dealing in securities | 2016-03-24 | 2022-08-12 | Rep | Advising on securities | 2023-04-27 | 2023-04-27 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-10-15 | Rep | Asset management | 2003-10-15 | Rep | Advising on corporate finance | 2003-11-20 | Rep | Dealing in securities | 2003-10-17 | 2003-11-20 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-17 | 2003-11-20 |
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