Lou, Ying (SFC:AVV243) 樓瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2011-06-07 | 2011-10-24 | Rep | Dealing in securities | 2011-06-07 | 2011-10-24 |
| 2 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2013-09-13 | 2015-07-13 |
| 3 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2011-10-24 | 2013-09-08 | Rep | Dealing in securities | 2011-10-24 | 2013-09-08 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-09-13 | 2011-04-12 |
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