Mak, Cassandra Frances Wai Kwun 麥慧君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-10-06 | 2008-02-23 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2008-04-03 | 2008-08-20 |
| 3 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-04-23 | 2008-08-20 |
| 4 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2010-08-23 | 2011-09-09 |
| 5 | AllianceBernstein Hong Kong Limited | Rep | Dealing in securities | 2010-08-23 | 2011-09-09 |
| 6 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2013-07-22 | 2013-10-01 |
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