Nakamura, Spark Takuya
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2010-06-28 | 2010-07-30 | Rep | Advising on futures contracts | 2010-12-31 | 2013-04-24 | Rep | Advising on securities | 2010-12-31 | 2013-04-24 | Rep | Dealing in futures contracts | 2010-12-31 | 2013-04-24 | Rep | Dealing in securities | 2010-12-31 | 2013-04-24 |
| 2 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on futures contracts | 2013-09-09 | 2016-06-10 | Rep | Advising on securities | 2013-09-09 | 2016-06-10 | Rep | Asset management | 2013-09-09 | 2018-08-10 | Rep | Dealing in futures contracts | 2013-09-09 | 2018-08-10 | Rep | Dealing in securities | 2013-09-09 | 2018-08-10 |
| 3 | Segantii Capital Management Limited | Rep | Asset management | 2013-04-26 | 2013-08-23 |
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