Werner, Michael Joseph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2010-02-02 | 2011-10-24 | Rep | Dealing in securities | 2010-02-02 | 2011-10-24 |
| 2 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2011-10-24 | 2013-09-11 | Rep | Dealing in securities | 2011-10-24 | 2013-09-11 | Rep | Advising on securities | 2013-10-28 | 2013-11-10 | Rep | Advising on securities | 2013-12-09 | 2013-12-15 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2019-03-12 | 2019-03-14 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy