Lam, Kwai Wah (SFC:AFP678) 林貴華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sun Life Hong Kong Limited | Rep | Advising on corporate finance | 2005-01-28 | |
| 2 | Sun Life Hong Kong Limited | Rep | Advising on securities | 2006-07-01 | |
| 3 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2009-06-30 | 2012-01-18 |
| 4 | VICTORY SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2012-03-16 | |
| 5 | Sun Life Hong Kong Limited | Rep | Asset management | 2005-01-28 | |
| 6 | ASSET MANAGEMENT GROUP LIMITED | Rep | Dealing in securities | 2010-12-06 | 2012-01-18 |
| 7 | VICTORY SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-03-16 |
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