Lau, Wai Yin (SFC:AIY403) 劉慧賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2006-02-20 | 2012-02-29 | Rep | Dealing in securities | 2010-11-08 | 2012-02-29 |
| 2 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2003-06-18 | 2004-12-22 |
| 3 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2005-01-24 | 2006-02-13 |
| 4 | Hong Kong Securities (International) Company Limited | Rep | Dealing in securities | 2010-07-12 | 2010-10-15 |
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