Lee, Tik Wa 李迪華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGUS MOORE LIMITED | Rep | Advising on securities | 2008-02-06 | 2009-08-26 |
| 2 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2009-09-11 | 2013-12-18 | Rep | Dealing in securities | 2010-11-05 | 2013-12-18 |
| 3 | GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED | Rep | Advising on securities | 2005-01-03 | 2008-01-14 |
| 4 | Goldyard Capital Limited | Rep | Asset management | 2003-04-28 | Rep | Advising on securities | 2004-11-09 |
| 5 | Hong Kong Securities (International) Company Limited | Rep | Dealing in securities | 2010-11-23 | 2011-06-30 |
| 6 | SUN GROWTH SECURITIES LIMITED | Rep | Dealing in securities | 2018-08-10 | 2019-03-22 |
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