Ng, Wai Yan (SFC:AIB894) 吳惠茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2011-02-08 | 2017-03-20 | Rep | Dealing in securities | 2011-02-08 | 2017-03-20 |
| 2 | IPP Financial Advisers Limited | Rep | Advising on securities | 2008-01-11 | 2011-01-28 | Rep | Dealing in securities | 2008-01-11 | 2011-01-28 |
| 3 | Lion Global Financial Limited | Rep | Advising on securities | 2003-10-08 | Rep | Asset management | 2003-10-08 |
| 4 | Oreana Financial Services Limited | Rep | Advising on securities | 2017-05-25 | Rep | Asset management | 2017-05-25 | Rep | Dealing in securities | 2017-05-25 |
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