Tam, Dennis Chow Sang 譚秋生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2010-10-13 | 2012-11-12 | Rep | Dealing in securities | 2010-10-13 | 2012-11-12 |
| 2 | Hong Kong Securities (International) Company Limited | Rep | Dealing in securities | 2011-01-17 | 2011-06-30 |
| 3 | Lion Global Financial Limited | Rep | Advising on securities | 2009-03-11 | 2010-09-01 | Rep | Dealing in securities | 2009-03-11 | 2010-09-01 | Rep | Asset management | 2009-06-25 | 2010-09-01 |
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