Yung, Dorothy Tze Mei 翁紫薇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2009-01-09 | 2012-03-05 | Rep | Dealing in securities | 2010-11-15 | 2012-03-05 |
| 2 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2012-04-18 | 2012-11-15 |
| 3 | China Credit International Securities Co., Limited | Rep | Advising on securities | 2017-04-24 | 2017-05-17 | Rep | Asset management | 2017-04-24 | 2017-05-17 | RO | Advising on securities | 2017-05-17 | 2017-12-29 | RO | Asset management | 2017-05-17 | 2017-12-29 |
| 4 | GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-06-25 | 2018-07-20 | Rep | Asset management | 2018-06-25 | 2018-07-20 | RO | Advising on securities | 2018-07-20 | 2019-01-16 | RO | Asset management | 2018-07-20 | 2019-01-16 |
| 5 | GAYANG SECURITIES LIMITED | Rep | Advising on securities | 2006-03-01 | 2008-12-15 |
| 6 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2013-04-15 | 2017-04-14 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-12-28 | 2017-04-14 |
| 8 | Tianlong Securities Co., Limited | RO | Advising on securities | 2020-08-31 | 2023-12-31 | RO | Asset management | 2020-08-31 | 2023-12-31 |
| 9 | VC ASSET MANAGEMENT LIMITED | RO | Asset management | 2020-01-16 | 2020-06-30 |
| 10 | VC BROKERAGE LIMITED | RO | Advising on securities | 2020-01-16 | 2020-06-30 |
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