Woo, Henry Siungai 胡小毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AMPLE CAPITAL LIMITED | Rep | Asset management | 2010-08-23 | 2013-02-28 |
2 | BEAR STEARNS ASIA LIMITED | Rep | Advising on corporate finance | 2004-12-15 | Rep | Advising on securities | 2004-12-15 | Rep | Asset management | 2004-12-15 | Rep | Automated trading services | 2004-12-15 | Rep | Dealing in securities | 2008-10-01 | Rep | Advising on futures contracts | 2005-12-02 | 2008-10-01 | Rep | Dealing in futures contracts | 2005-12-02 | 2008-10-01 |
3 | BEAR STEARNS HONG KONG LIMITED | Rep | Asset management | 2004-12-15 | Rep | Advising on futures contracts | 2008-10-01 | Rep | Dealing in futures contracts | 2008-10-01 |
4 | China Vered Asset Management (Hong Kong) Limited | Rep | Asset management | 2013-05-15 | 2014-06-20 | RO | Advising on securities | 2014-06-20 | 2016-06-30 | RO | Asset management | 2014-06-20 | 2016-06-30 |
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