Chow, Wai Man (SFC:ALV215) 周慧敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IMARKETS LIMITED | RO | Automated trading services | 2009-11-12 | 2013-12-09 | RO | Dealing in securities | 2009-11-12 | 2013-12-09 |
| 2 | IMARKETS STRUCTURED PRODUCTS LIMITED | RO | Advising on securities | 2009-11-12 | 2013-12-09 |
| 3 | orientiert XYZ Securities Limited | RO | Advising on securities | 2005-04-19 | 2016-03-04 | RO | Dealing in securities | 2008-10-13 | 2016-02-24 | Rep | Asset management | 2012-07-03 | 2014-11-18 | RO | Asset management | 2014-11-18 | 2016-02-24 | Rep | Asset management | 2016-02-24 | 2016-08-01 | Rep | Dealing in securities | 2016-02-24 | 2016-08-01 | Rep | Advising on securities | 2016-03-04 | 2016-08-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy