Woo, Peter 吳培魏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CC VENTURE CAPITAL LIMITED | Rep | Asset management | 2022-11-02 | |
| 2 | GRAND PARTNERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-09-05 | 2008-03-20 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-05-26 | 2008-05-26 |
| 4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2008-05-26 | 2008-05-26 |
| 5 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2008-11-25 | 2009-04-01 |
| 6 | PEGASUS FUND MANAGERS LIMITED | Rep | Asset management | 2009-09-28 | 2010-08-21 |
| 7 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2010-10-14 | 2011-11-28 |
| 8 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2010-10-14 | 2011-11-28 |
| 9 | orientiert XYZ Securities Limited | RO | Asset management | 2011-07-22 | 2011-11-28 |
| 10 | Lion Global Financial Limited | Rep | Asset management | 2012-01-17 | 2012-03-09 |
| 11 | Lion Global Financial Limited | Rep | Advising on securities | 2012-01-17 | 2013-04-09 |
| 12 | Lion Global Financial Limited | Rep | Dealing in securities | 2012-01-17 | 2013-04-09 |
| 13 | Lion Global Financial Limited | RO | Asset management | 2012-03-09 | 2013-04-09 |
| 14 | AVANTA INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2013-11-21 | 2017-10-27 |
| 15 | AVANTA INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2013-11-21 | 2017-10-27 |
| 16 | GREAT BAY SECURITIES LIMITED | RO | Asset management | 2017-10-31 | 2018-10-02 |
| 17 | GREAT BAY SECURITIES LIMITED | RO | Advising on securities | 2018-01-02 | 2018-10-02 |
| 18 | Huntersay Asset Management Limited | RO | Asset management | 2019-01-29 | 2019-09-15 |
| 19 | Awaken Thunder Capital Limited | RO | Advising on securities | 2019-09-19 | 2020-10-16 |
| 20 | Awaken Thunder Capital Limited | RO | Asset management | 2019-09-19 | 2020-10-16 |
| 21 | Original Asset Management Limited | Rep | Advising on securities | 2021-02-02 | 2021-03-11 |
| 22 | Original Asset Management Limited | Rep | Asset management | 2021-02-02 | 2021-03-11 |
| 23 | Original Asset Management Limited | RO | Advising on securities | 2021-03-11 | 2021-03-30 |
| 24 | Original Asset Management Limited | RO | Asset management | 2021-03-11 | 2021-03-30 |
| 25 | CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | Advising on securities | 2021-08-11 | 2021-09-08 |
| 26 | CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | Asset management | 2021-08-11 | 2021-09-08 |
| 27 | Nerico Brothers Limited (HK) | Rep | Asset management | 2021-09-20 | 2021-11-30 |
| 28 | Nerico Brothers Limited (HK) | RO | Asset management | 2021-11-30 | 2022-05-03 |
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