Chan, Hoi Yee (SFC:ANJ481) 陳凱怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2011-02-21 | 2012-05-28 | Rep | Dealing in securities | 2011-02-21 | 2012-05-28 | Rep | Asset management | 2011-12-28 | 2012-05-28 |
| 2 | Redford Asset Management Limited | Rep | Asset management | 2009-08-12 | 2011-02-10 | Rep | Advising on securities | 2010-06-09 | 2011-02-10 |
| 3 | REDFORD SECURITIES LIMITED | Rep | Dealing in securities | 2008-11-07 | 2011-02-10 |
| 4 | SINOMAX SECURITIES LIMITED | Rep | Dealing in securities | 2015-12-07 | 2015-12-23 |
| 5 | Soochow Securities International Asset Management Limited | Rep | Advising on securities | 2012-09-24 | 2012-12-14 | Rep | Asset management | 2012-09-24 | 2012-12-14 |
| 6 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2012-09-24 | 2012-12-14 |
| 7 | TUNG TAI SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2006-06-23 | 2008-10-31 |
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