Chan, Shan Shan (SFC:AVM545) 陳珊珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Hong Kong Capital Asset Management Company Limited | RO | Asset management | 2017-12-11 | 2018-11-16 | RO | Dealing in securities | 2017-12-11 | 2018-11-16 |
| 2 | Crosby Securities Limited | Rep | Advising on securities | 2024-04-12 | Rep | Asset management | 2024-04-12 | Rep | Dealing in securities | 2024-04-12 |
| 3 | Minerva Asset Global Investment Capital Limited | RO | Asset management | 2016-06-28 | 2017-12-01 |
| 4 | Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2016-02-29 | 2017-12-01 |
| 5 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2010-12-06 | 2016-01-30 | Rep | Asset management | 2013-08-16 | 2016-01-30 |
| 6 | ROYSTON SECURITIES LIMITED (GBEN) | RO | Advising on securities | 2019-03-14 | 2021-02-28 | RO | Asset management | 2019-03-14 | 2021-02-28 | RO | Dealing in securities | 2019-03-14 | 2021-02-28 |
| 7 | Venture Smart Asia Limited | Rep | Advising on securities | 2021-04-07 | 2021-09-17 | Rep | Asset management | 2021-04-07 | 2021-09-17 | Rep | Dealing in securities | 2021-04-07 | 2021-09-17 | RO | Advising on securities | 2021-09-17 | 2024-04-11 | RO | Asset management | 2021-09-17 | 2024-04-11 | RO | Dealing in securities | 2021-09-17 | 2024-04-11 |
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