Chan, Yik Wa 陳億華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GEO Securities Limited | Rep | Dealing in securities | 2014-10-15 | 2015-02-01 |
| 2 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2011-07-28 | 2014-07-04 | Rep | Asset management | 2013-12-31 | 2014-07-04 |
| 3 | PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-07-20 | 2015-10-08 |
| 4 | TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2016-11-11 | |
| 5 | Topaz Financial Group Limited | Rep | Dealing in futures contracts | 2016-01-29 | Rep | Dealing in securities | 2016-01-29 |
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