Cheng, Windy Ka Wai 鄭嘉慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2005-12-08 | 2012-08-19 | Rep | Dealing in securities | 2012-02-28 | 2012-08-19 |
| 2 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2014-12-08 | 2016-07-08 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2012-09-10 | Rep | Dealing in securities | 2012-09-10 |
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