Hsieh, Alvin Wai Yin 謝偉賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Rafter Capital Limited | RO | Advising on securities | 2022-01-17 | |
| 2 | orientiert XYZ Securities Limited | Rep | Asset management | 2011-12-28 | 2016-01-26 | Kirin Asset Management Limited | Rep | 2016-07-29 | 2016-09-15 | Kirin Asset Management Limited | RO | 2016-09-15 | 2017-12-15 | Yuan Tong Global Asset Management Limited | RO | 2017-12-20 | 2020-11-21 | Rafter Capital Limited | RO | 2022-01-17 |
| 3 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2011-04-18 | 2016-01-26 | Yuan Tong Global Securities Limited | Rep | 2018-02-27 | 2020-11-21 |
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