Kwok, Katherine Wing Yin 郭詠賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2005-05-21 | 2014-10-24 | Rep | Asset management | 2012-06-13 | 2014-10-24 | Rep | Dealing in securities | 2014-03-25 | 2014-10-24 | RO | Advising on securities | 2015-04-17 | 2016-02-24 | RO | Asset management | 2015-04-17 | 2016-02-24 | RO | Dealing in securities | 2015-04-17 | 2016-02-24 | Rep | Advising on securities | 2016-02-24 | 2016-08-01 | Rep | Asset management | 2016-02-24 | 2016-08-01 | Rep | Dealing in securities | 2016-02-24 | 2016-08-01 |
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