Kwok, Yau Wai 郭有為
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-02-22 | 2014-07-18 |
2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-02-22 | 2014-07-18 |
3 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-08-12 | 2015-08-11 |
4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-08-03 | 2010-06-08 | Rep | Dealing in securities | 2010-06-08 | 2011-07-15 |
5 | oOo Securities (HK) Group Limited | Rep | Dealing in securities | 2011-08-15 | 2013-02-09 |
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