Lai, Wai Man (SFC:ANQ233) 賴偉民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GEO Securities Limited | Rep | Advising on securities | 2014-08-27 | 2016-05-20 | Rep | Dealing in securities | 2014-08-27 | 2016-05-20 |
| 2 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2008-06-19 | 2014-05-28 | Rep | Asset management | 2012-06-11 | 2014-05-28 | Rep | Dealing in securities | 2012-06-11 | 2014-05-28 |
| 3 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2016-11-10 | 2017-07-28 |
| 4 | WM (HK) Limited | Rep | Advising on securities | 2006-08-15 | 2008-02-01 |
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