Ngan, Kin Fung 顏建峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2023-05-11 | 2023-12-21 | Rep | Dealing in securities | 2023-05-11 | 2023-12-21 |
| 2 | GEO Securities Limited | Rep | Advising on securities | 2014-07-24 | 2016-05-20 | Rep | Dealing in securities | 2014-07-24 | 2016-05-20 |
| 3 | Kirin Asset Management Limited | Rep | Asset management | 2017-11-03 | 2022-09-20 |
| 4 | Kirin Securities Limited | Rep | Dealing in securities | 2017-11-03 | 2018-02-27 | Rep | Advising on securities | 2017-11-03 | 2023-04-20 | RO | Dealing in securities | 2018-02-27 | 2023-04-20 |
| 5 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2005-08-26 | 2014-05-30 | Rep | Asset management | 2012-04-26 | 2014-05-30 | Rep | Dealing in securities | 2012-06-11 | 2014-05-30 |
| 6 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2016-12-08 | 2017-07-28 |
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