Forbes, Andrew Stephen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | Rep | Advising on corporate finance | 2010-12-31 | 2017-05-01 |
| 2 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | Rep | Advising on securities | 2010-12-31 | 2017-05-01 |
| 3 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | Rep | Asset management | 2010-12-31 | 2017-05-01 |
| 4 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | Rep | Dealing in securities | 2010-12-31 | 2017-05-01 |
| 5 | ANGLO CHINESE SECURITIES, LIMITED (HK) | Rep | Advising on securities | 2014-07-16 | 2017-05-01 |
| 6 | ANGLO CHINESE SECURITIES, LIMITED (HK) | Rep | Dealing in securities | 2014-07-16 | 2017-05-01 |
| 7 | CHINA EASE SECURITIES LIMITED | RO | Advising on corporate finance | 2017-11-16 | 2021-11-09 |
| 8 | CHINA EASE SECURITIES LIMITED | RO | Dealing in securities | 2017-11-16 | 2021-11-09 |
| 9 | Zijing Capital Limited | Rep | Advising on corporate finance | 2022-06-27 | 2022-10-03 |
| 10 | Zijing Capital Limited | Rep | Dealing in securities | 2022-06-27 | 2022-10-03 |
| 11 | Zijing Capital Limited | RO | Advising on corporate finance | 2022-10-03 | |
| 12 | Zijing Capital Limited | RO | Dealing in securities | 2022-10-03 |
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