Shing, Yin Man 忻賢雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | Rep | Advising on corporate finance | 2011-08-18 | 2012-04-30 | Rep | Asset management | 2011-08-18 | 2012-04-30 |
| 2 | Austin Asia Securities Limited | RO | Advising on corporate finance | 2014-11-05 | 2018-06-10 | RO | Advising on securities | 2016-11-28 | 2018-06-10 | RO | Asset management | 2016-11-28 | 2018-06-10 |
| 3 | CNCB (Hong Kong) Capital Limited | Rep | Advising on corporate finance | 2011-01-26 | 2011-07-31 | Rep | Asset management | 2011-01-26 | 2011-07-31 | Rep | Advising on corporate finance | 2012-10-22 | 2014-11-05 | Rep | Asset management | 2012-10-22 | 2015-11-06 |
| 4 | HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2018-11-19 | 2018-12-06 | Rep | Advising on securities | 2018-11-19 | 2018-12-06 | Rep | Asset management | 2018-11-19 | 2018-12-06 | RO | Advising on corporate finance | 2018-12-06 | 2023-05-18 | RO | Advising on securities | 2018-12-06 | 2023-05-18 | RO | Asset management | 2018-12-06 | 2023-05-18 |
| 5 | HONG KONG INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2021-11-03 | 2023-05-18 |
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