Kwok, Yee Ming 郭綺明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AD Capital Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2006-12-04 | 2011-06-14 | Rep | Advising on securities | 2006-12-04 | 2011-06-14 | RO | Advising on futures contracts | 2011-06-14 | 2020-11-30 | RO | Advising on securities | 2011-06-14 | 2020-11-30 | RO | Asset management | 2011-06-14 | 2020-11-30 |
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