Kwok, Chau Mo 郭周武
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AD Capital Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2010-01-05 | 2012-01-27 | Rep | Advising on securities | 2010-01-05 | 2012-01-27 |
| 2 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on futures contracts | 2012-04-10 | 2014-10-31 | Rep | Advising on securities | 2012-04-10 | 2017-05-23 | Rep | Asset management | 2012-04-10 | 2017-05-23 |
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