Mok, Yuk Sze 莫若詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-04-17 | |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2003-04-17 | |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Asset management | 2003-04-17 | |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2003-04-17 | |
| 5 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2004-02-02 | 2005-05-17 |
| 6 | AD Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2006-01-27 | 2013-12-31 |
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