Fung, Yan 馮韌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Alpha Nova Capital Management Limited | Rep | Advising on securities | 2016-07-25 | 2016-08-09 | Rep | Asset management | 2016-07-25 | 2016-08-09 | RO | Advising on securities | 2016-09-19 | 2017-05-12 | RO | Asset management | 2016-09-19 | 2017-05-12 |
2 | ARCH Capital Management Co. Limited | RO | Asset management | 2009-02-19 | 2011-07-11 | Rep | Asset management | 2011-08-05 | 2013-07-01 |
3 | Austen Capital Management Limited | RO | Advising on securities | 2017-05-17 | RO | Asset management | 2017-05-17 |
4 | Pine Star Asset Management Limited | RO | Advising on securities | 2014-01-30 | 2016-07-22 | RO | Asset management | 2014-01-30 | 2016-07-22 |
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