Li, Ying Wah (SFC:ALF027) 李應華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARGYLE STREET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-06-14 | 2010-10-28 | Rep | Asset management | 2005-06-14 | 2010-10-28 | RO | Advising on securities | 2010-10-28 | 2012-05-25 | RO | Asset management | 2010-10-28 | 2012-05-25 |
| 2 | Atherton Asset Management Limited | Rep | Asset management | 2013-06-14 | 2013-06-24 | RO | Asset management | 2013-06-24 | 2015-01-07 |
| 3 | Blackhorn Wealth Management Limited | RO | Advising on securities | 2018-12-03 | 2019-04-26 | RO | Asset management | 2018-12-03 | 2019-04-26 |
| 4 | ExaByte Capital Management (HK) Limited | Rep | Asset management | 2013-03-18 | 2013-04-16 | RO | Asset management | 2013-04-16 | 2013-06-02 |
| 5 | FIRST ASIA FINANCE GROUP LIMITED | Rep | Advising on corporate finance | 2004-09-27 | 2004-12-30 |
| 6 | Gold Mountains Asset Management Limited | RO | Advising on securities | 2017-06-12 | 2018-07-19 | RO | Asset management | 2017-06-12 | 2018-07-19 |
| 7 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2012-05-30 | 2012-06-18 | RO | Advising on securities | 2012-06-18 | 2013-02-20 | RO | Asset management | 2012-08-01 | 2013-02-20 |
| 8 | TIANLI FINANCIAL LIMITED | RO | Advising on securities | 2019-06-04 | RO | Asset management | 2019-06-04 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy