Davies, Christopher Gareth Edward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIA PACIFIC INVESTMENT ADVISORS LIMITED | Rep | Asset management | 2008-09-17 | 2008-10-15 | RO | Advising on securities | 2008-10-15 | 2009-04-15 | RO | Asset management | 2008-10-15 | 2011-11-30 |
| 2 | AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2004-11-04 | 2005-07-05 | Rep | Dealing in securities | 2004-11-04 | 2005-07-05 |
| 3 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2005-10-21 | 2006-08-01 |
| 4 | UKFP (Asia) HK Limited | Rep | Advising on corporate finance | 2004-09-28 | Rep | Advising on securities | 2004-09-28 | Rep | Asset management | 2004-09-28 | Rep | Dealing in securities | 2004-09-28 |
| 5 | WEALTH MANAGEMENT GROUP LIMITED | Rep | Asset management | 2007-08-06 | 2008-01-04 | RO | Asset management | 2008-01-04 | 2008-06-26 |
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