Croucher, Sean Nicholas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UKFP (Asia) HK Limited | Rep | Advising on corporate finance | 2004-08-14 | |
| 2 | UKFP (Asia) HK Limited | Rep | Asset management | 2004-08-14 | |
| 3 | UKFP (Asia) HK Limited | Rep | Advising on securities | 2004-08-17 | |
| 4 | UKFP (Asia) HK Limited | Rep | Dealing in securities | 2004-08-17 | |
| 5 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2004-09-22 | 2006-07-14 |
| 6 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2004-09-22 | 2006-07-14 |
| 7 | ASIA PACIFIC INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2006-11-24 | |
| 8 | ASIA PACIFIC INVESTMENT ADVISORS LIMITED | Rep | Asset management | 2007-02-28 |
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