Graham, James Stephen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIA PACIFIC INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2010-05-03 | 2015-06-15 | Rep | Asset management | 2010-05-03 | 2015-06-15 |
| 2 | CBH Asia Limited | Rep | Advising on securities | 2004-10-11 | 2005-11-30 |
| 3 | UKFP (Asia) HK Limited | Rep | Advising on securities | 2003-11-05 | 2004-08-16 | Rep | Dealing in securities | 2003-11-05 | 2004-08-16 | Rep | Dealing in securities | 2007-05-25 | 2007-12-31 |
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