Lo, Regina Siu Fong 勞少芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARLESWIN BULLION LIMITED | Rep | Dealing in futures contracts | 2016-03-22 | 2020-07-15 | RO | Advising on futures contracts | 2020-07-15 | 2021-04-01 | RO | Dealing in futures contracts | 2020-07-15 | 2021-04-01 | Rep | Advising on futures contracts | 2021-04-01 | 2022-07-07 | Rep | Dealing in futures contracts | 2021-04-01 | 2022-07-07 |
| 2 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-12-01 | 2013-02-28 |
| 3 | OKACHI (HONG KONG) COMPANY LIMITED | Rep | Advising on futures contracts | 2003-11-27 | Rep | Asset management | 2003-11-27 | Rep | Dealing in futures contracts | 2003-12-01 |
| 4 | OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | Advising on corporate finance | 2003-11-27 | Rep | Advising on securities | 2003-11-27 | Rep | Asset management | 2003-11-27 | Rep | Dealing in securities | 2003-12-01 |
| 5 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2003-12-01 | 2016-02-25 |
| 6 | YICKO SECURITIES LIMITED | Rep | Dealing in securities | 2016-03-22 | 2019-11-11 | Rep | Dealing in securities | 2022-10-10 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy